Nicole Alexander

Head of Licensee Standards

Bachelor of Business
Advanced Diploma in Financial Planning

Specialisations
  • Compliance
  • Professional Standards
  • Risk Management
  • Financial Planning
0043 ALEXANDER NICOLE EMP 0076

Nicole Alexander joined Centrepoint Alliance in 2010 as a Professional Standards Consultant.  In 2016, she was promoted to her current role as Manager Compliance Services. 

Starting her career in the financial services industry in 2002, Nicole has significant experience implementing compliance and risk management frameworks in financial planning practices.

A regular presenter at our PD days, Nicole is the senior point of contact for our adviser community and provides training and technical content for our advisers and dealer principals to ensure they’re across the latest legislation and requirements.

My Viewpoints

  • Cyber security lock

    Are you cyber aware? Key considerations for financial advisers

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  • More scrutiny needed on licensee and business model

    More scrutiny needed on licensee and business model

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  • Getting Regulator Ready – how Centrepoint Alliance are preparing for 1 January 2021

    Getting Regulator Ready – how Centrepoint Alliance are preparing for 1 January 2021

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