John Fish

Professional Standards Consultant

Specialisations
  • Professional Standards
  • Compliance
  • FOS
0055 John Fish 4117

John Fish joined Centrepoint Alliance in 2014 after more than six years at the Financial Ombudsman Service Limited (FOS) as a Case Manager.  

In that role he made recommendations and assisted the Ombudsman and Panels with the investigation and drafting of decisions in a broad range of disputes covering investment and securities advice, superannuation and life insurance.  

Prior to FOS, John was at the Victorian Bar practising primarily in commercial litigation.  

John assists our advisers and dealer principals with a range of compliance support, including AFSL applications, Responsible Manager training, and manuals and templates. John is a regular presenter at our Professional Development days.

My Viewpoints

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    This is why your financial advice firm needs to be on social media

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    Financial advice firms willing but not able when it comes to succession planning

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    Future Practice - Ep.3 Pt.2 (Applying for an AFSL, obligations and support)

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